-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DZ4/f/3vssh+t4VZBilyK9/8t3yG1RLYGxCALI2XkRV9NGgX4VwuiyqSBb7uVvHq CDmx9gmAMlvfU1Qo5HN1XQ== 0001141218-02-000088.txt : 20020514 0001141218-02-000088.hdr.sgml : 20020514 ACCESSION NUMBER: 0001141218-02-000088 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020514 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOSS ROSCOE JR CENTRAL INDEX KEY: 0000905015 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 4360 WORTH STREET CITY: LOS ANGELES STATE: CA ZIP: 90063 MAIL ADDRESS: STREET 1: 4360 WORTH STREET CITY: LOS ANGELES STATE: CA ZIP: 90063 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SJW CORP CENTRAL INDEX KEY: 0000766829 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770066628 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36500 FILM NUMBER: 02647456 BUSINESS ADDRESS: STREET 1: 374 W SANTA CLARA ST CITY: SAN JOSE STATE: CA ZIP: 95196 BUSINESS PHONE: 4082797810 SC 13D/A 1 rmoss13d-a2.txt AMENDMENT NO. 2 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* SJW CORP. - ------------------------------------------------------------------------------ (Name of Issuer) COMMON STOCK, PAR VALUE $3.125 - ------------------------------------------------------------------------------ (Title of Class of Securities) 784305104 - ------------------------------------------------------------------------------ (CUSIP Number) JOHN D. HUSSEY, ESQUIRE SHEPPARD, MULLIN, RICHTER & HAMPTON LLP 333 SOUTH HOPE STREET, 48TH FLOOR LOS ANGELES, CALIFORNIA 90071 - ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) APRIL 30, 2002 - ------------------------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 784305104 13D - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONs (entities only) ROSCOE MOSS, JR. - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS (See Instructions) NOT APPLICABLE - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] NOT APPLICABLE - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - ------------------------------------------------------------------------------ NUMBER OF 7 SOLE VOTING POWER SHARES 470,578 BENEFICIALLY ------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH NONE REPORTING ------------------------------------------------------------ PERSON 9 SOLE DISPOSITIVE POWER WITH 470,578 ------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER NONE -3- - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 470,578 - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.6% - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------------------ -4- Schedule 13D Item 1. Security and Issuer This statement relates to the Common Stock, par value $3.125 ("Common Stock"), of SJW Corp. ("SJW"). The address of the principal executive office is: SJW Corp. 374 West Santa Clara Street San Jose, California 95113 Item 2. Identity and Background The following information relates to the Reporting Person, as defined below: (a) Name: Roscoe Moss, Jr. (the "Reporting Person") (b) Business Address: 4360 Worth Street, Los Angeles, California 90063 (c) Principal Occupation: Chairman, Roscoe Moss Manufacturing Company, 4360 Worth Street, Los Angeles, California 90063 (d) Criminal Convictions: None (e) Securities Violations: None (f) Citizenship: United States of America Item 3. Source and Amount of Funds or Other Consideration Not applicable. Item 4. Purpose of Transaction The securities were originally acquired for investment. The Reporting Person has sold shares of common stock to the market to provide liquidity. Item 5. Interest in Securities of the Issuer (a) The Reporting Person beneficially owns 470,578 shares (15.6% of the outstanding shares of SJW based on the most recently available filings with the Commission). (b) The Reporting Person, as the Trustee of the Roscoe Moss, Jr. Revocable Trust Agreement, as amended, has sole power to vote and dispose of the shares. -5- (c) The Reporting Person has sold an aggregate of 18,900 shares of common stock in the 60 days prior to April 30, 2002 in multiple market transactions effected through the American Stock Exchange. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None. Item 7. Material to be Filed as Exhibits None. -6- Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 14, 2002 /s/ Roscoe Moss, Jr. ---------------------------------------- Roscoe Moss, Jr. -7- -----END PRIVACY-ENHANCED MESSAGE-----